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Exchange’s Disciplinary Action against a Former Director of Orient Securities International Holdings Limited (Stock Code: 8001)
Regulatory
12 Mar 2025
香港聯合交易所有限公司
(香港交易及結算所有限公司全資附屬公司)
THE STOCK EXCHANGE OF HONG KONG LIMITED
(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)
The Stock Exchange of Hong Kong Limited
IMPOSES A DIRECTOR UNSUITABILITY STATEMENT and CENSURE against:
Ms Cheung Yu Xuan (former name: Cheung Ni), former executive director.
The Director Unsuitability Statement is a statement that, in the Exchange’s opinion, Ms Cheung is unsuitable to occupy a position as director or within senior management of the Company or any of its subsidiaries.
As part of an investigation into, amongst other things, whether Ms Cheung had discharged the duties and obligations under the GEM Listing Rules, the Division sent investigation and reminder letters to Ms Cheung. The Exchange did not receive any response from her.
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Cooperation with the Exchange is an essential element for the maintenance of an orderly, informed and fair market. A director’s obligation to cooperate does not lapse after his or her resignation. Any non-cooperation or failure to respond will be viewed as serious misconduct. |
Ends
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