Want to Move Your Business Forward? Here’s How to Navigate Compliance and Regulation Effectively

In the RIA world, there are many minefields to navigate: legal and regulatory, growing the firm, more effectively serving clients, leveraging technology, and defending against cyber-intrusion. AdvisorAssist managing partner Conor Anderson handles all of it for his RIA clients and talks with “The Deep Dive” host Jay Hummel about how to move your business forward.

Conor Anderson: Conor Anderson is a managing partner at AdvisorAssist, a firm that helps RIAs navigate laws and regulations, as well as helping with operational efficiency and practice management. Conor joined the firm in 2018 after stops at State Street and MFS. He’s a graduate of Colby-Sawyer College and resides in the greater Boston area.