香港聯合交易所有限公司(香港交易及結算所有限公司全資附屬公司)THE STOCK EXCHANGE OF HONG KONG LIMITED(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)
The Stock Exchange of Hong Kong Limited
CENSURE:1. Shanghai Henlius Biotech, Inc. (Stock Code: 2696); and
CRITICISES:2. Dr Scott Shi-Kau Liu, former executive director and chief executive officer,
AND FURTHER DIRECTS:Dr Liu to attend training.
The Company was found that on its first day of listing (25 September 2019), it entered into an investment management agreement, under which it engaged AMTD Global Markets Limited as asset manager, agent, and trustee to invest a sum of US$117 million on its behalf. This investment sum represented the entire IPO proceeds from placees arranged by AMTD as joint bookrunner, joint lead manager and underwriter of the Company’s IPO....
The US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) issued a joint staff statement on Tuesday announcing a coordinated effort to oversee and enable spot crypto trading in the United States.The agencies clarified that existing law does not prevent regulated US or foreign exchanges, including national securities exchanges (NSEs), designated contract markets (DCMs) and foreign boards of trade (FBOTs) from listing spot crypto products, including those with leverage and margin features.The move follows the President’s Working Group on Digital Asset Markets recommendations, which urged regulators to provide clarity and keep blockchain innovation within the United States. “Today, the Divisions provide their view that DCMs, FBOTs, and NSEs are not...